Autonomy Capital (“Autonomy”) collects nonpublic personal information (“NPI”) from current, former and prospective Clients primarily to process requests and transactions, provide customer service, and communicate information about advisory products and services. Autonomy respects the privacy of its Clients and will not use or disclose NPI for any purpose other than in connection with the servicing of Clients accounts and as required or authorized by law.
The NPI that Autonomy collects about investors includes:
- information Autonomy receives from an investor on managed account agreements, fund subscription documents and related forms or through its website, such as name, address, Social Security number, birth date, assets, income, and investment experience; and
- information about an investor’s transactions with Autonomy, its affiliates, or others, such as account activity and balances.
Clients should note that this privacy notice does not prevent Autonomy from disclosing to appropriate third parties such information that Autonomy or the third party may, in its sole discretion, deem necessary or advisable in order to comply with applicable anti-money laundering and other applicable United States or foreign laws and regulations or as may be required by regulatory authorities with jurisdiction over Autonomy’s activities.
Autonomy restricts access to NPI that Autonomy collects about a Client to its personnel who need to know that information in order to provide products or services to the investor and to administer the firm as referenced above. Autonomy maintains physical, electronic and procedural controls in accordance with regulations of the Securities and Exchange Commission and other pertinent regulatory bodies, to safeguard NPI.
Autonomy will not market to any consumer based on any “eligibility information” about such consumer received from its affiliates, or share with any affiliate for marketing purposes any investor’s “eligibility information”, unless such consumer or investor has (i) received notice of the potential marketing use of such information; (ii) been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitation; and (iii) has not opted out.
If you have questions or concerns about our use of the data and information you provide, please contact Autonomy at firstname.lastname@example.org.